%%%%%%%%%%%%%%%%macros start here%%%%%%%%%%%%%
%
%%%%%%%%%%%%%%%%% Macros
\newcount\driver \newcount\mgnf \newcount\tipi
\newskip\ttglue
%%cm completo
\def\TIPITOT{
\font\dodicirm=cmr12
\font\dodicii=cmmi12
\font\dodicisy=cmsy10 scaled\magstep1
\font\dodiciex=cmex10 scaled\magstep1
\font\dodiciit=cmti12
\font\dodicitt=cmtt12
\font\dodicibf=cmbx12 scaled\magstep1
\font\dodicisl=cmsl12
\font\ninerm=cmr9
\font\ninesy=cmsy9
\font\eightrm=cmr8
\font\eighti=cmmi8
\font\eightsy=cmsy8
\font\eightbf=cmbx8
\font\eighttt=cmtt8
\font\eightsl=cmsl8
\font\eightit=cmti8
\font\seirm=cmr6
\font\seibf=cmbx6
\font\seii=cmmi6
\font\seisy=cmsy6
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
\font\dodicitruecmr=cmr10 scaled\magstep1
\font\dodicitruecmsy=cmsy10 scaled\magstep1
\font\tentruecmr=cmr10
\font\tentruecmsy=cmsy10
\font\eighttruecmr=cmr8
\font\eighttruecmsy=cmsy8
\font\seventruecmr=cmr7
\font\seventruecmsy=cmsy7
\font\seitruecmr=cmr6
\font\seitruecmsy=cmsy6
\font\fivetruecmr=cmr5
\font\fivetruecmsy=cmsy5
%%%% definizioni per 10pt %%%%%%%%
\textfont\truecmr=\tentruecmr
\scriptfont\truecmr=\seventruecmr
\scriptscriptfont\truecmr=\fivetruecmr
\textfont\truecmsy=\tentruecmsy
\scriptfont\truecmsy=\seventruecmsy
\scriptscriptfont\truecmr=\fivetruecmr
\scriptscriptfont\truecmsy=\fivetruecmsy
%%%%% cambio grandezza %%%%%%
\def \ottopunti{\def\rm{\fam0\eightrm}% switch to 8-point type
\textfont0=\eightrm \scriptfont0=\seirm \scriptscriptfont0=\fiverm
\textfont1=\eighti \scriptfont1=\seii   \scriptscriptfont1=\fivei
\textfont2=\eightsy \scriptfont2=\seisy   \scriptscriptfont2=\fivesy
\textfont3=\tenex \scriptfont3=\tenex   \scriptscriptfont3=\tenex
\textfont\itfam=\eightit  \def\it{\fam\itfam\eightit}%
\textfont\slfam=\eightsl  \def\sl{\fam\slfam\eightsl}%
\textfont\ttfam=\eighttt  \def\tt{\fam\ttfam\eighttt}%
\textfont\bffam=\eightbf  \scriptfont\bffam=\seibf
\scriptscriptfont\bffam=\fivebf  \def\bf{\fam\bffam\eightbf}%
\tt \ttglue=.5em plus.25em minus.15em
\setbox\strutbox=\hbox{\vrule height7pt depth2pt width0pt}%
\normalbaselineskip=9pt
\let\sc=\seirm  \let\big=\eightbig  \normalbaselines\rm
\textfont\truecmr=\eighttruecmr
\scriptfont\truecmr=\seitruecmr
\scriptscriptfont\truecmr=\fivetruecmr
\textfont\truecmsy=\eighttruecmsy
\scriptfont\truecmsy=\seitruecmsy
}\let\nota=\ottopunti}
\newfam\msbfam   %per uso in \TIPITOT
\newfam\truecmr  %per uso in \TIPITOT
\newfam\truecmsy %per uso in \TIPITOT
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
%%cm ridotto
\def\TIPI{
\font\eightrm=cmr8
\font\eighti=cmmi8
\font\eightsy=cmsy8
\font\eightbf=cmbx8
\font\eighttt=cmtt8
\font\eightsl=cmsl8
\font\eightit=cmti8
\font\tentruecmr=cmr10
\font\tentruecmsy=cmsy10
\font\eighttruecmr=cmr8
\font\eighttruecmsy=cmsy8
\font\seitruecmr=cmr6
\textfont\truecmr=\tentruecmr
\textfont\truecmsy=\tentruecmsy
%%%%% cambio grandezza %%%%%%
\def \ottopunti{\def\rm{\fam0\eightrm}% switch to 8-point type
\textfont0=\eightrm
\textfont1=\eighti
\textfont2=\eightsy
\textfont3=\tenex \scriptfont3=\tenex   \scriptscriptfont3=\tenex
\textfont\itfam=\eightit  \def\it{\fam\itfam\eightit}%
\textfont\slfam=\eightsl  \def\sl{\fam\slfam\eightsl}%
\textfont\ttfam=\eighttt  \def\tt{\fam\ttfam\eighttt}%
\textfont\bffam=\eightbf
\def\bf{\fam\bffam\eightbf}%
\tt \ttglue=.5em plus.25em minus.15em
\setbox\strutbox=\hbox{\vrule height7pt depth2pt width0pt}%
\normalbaselineskip=9pt
\let\sc=\seirm  \let\big=\eightbig  \normalbaselines\rm
\textfont\truecmr=\eighttruecmr
\scriptfont\truecmr=\seitruecmr
%\textfont\truecmsy=\eighttruecmsy
}\let\nota=\ottopunti}
%%am
\def\TIPIO{
\font\setterm=amr7 %\font\settei=ammi7
\font\settesy=amsy7 \font\settebf=ambx7 %\font\setteit=amit7
%%%%% cambiamenti di formato %%%
\def \settepunti{\def\rm{\fam0\setterm}% passaggio a tipi da 7-punti
\textfont0=\setterm   %\textfont1=\settei
\textfont2=\settesy   %\textfont3=\setteit
%\textfont\itfam=\setteit  \def\it{\fam\itfam\setteit}
\textfont\bffam=\settebf  \def\bf{\fam\bffam\settebf}
\normalbaselineskip=9pt\normalbaselines\rm
}\let\nota=\settepunti}

%%%%%%%%% GRAFICA
%
% Inizializza le macro postscript e il tipo di driver di stampa.
% Attualmente le istruzioni postscript vengono utilizzate solo se il driver
% e' DVILASER ( \driver=0 ), DVIPS ( \driver=1) o PSPRINT (\driver=2);
% qualunque altro valore di \driver produce un output in cui le figure
% contengono solo i caratteri inseriti con istruzioni TEX (vedi avanti).
%
%\ifnum\driver=0 \special{ps: plotfile ini.pst global} \fi
%\ifnum\driver=1 \special{header=ini.pst} \fi

\newdimen\xshift \newdimen\xwidth \newdimen\yshift
%
% inserisce una scatola contenente #3 in modo che l'angolo superiore sinistro
% occupi la posizione (#1,#2)
%
\def\ins#1#2#3{\vbox to0pt{\kern-#2 \hbox{\kern#1 #3}\vss}\nointerlineskip}
%
% Crea una scatola di dimensioni #1x#2 contenente il disegno descritto in
% #4.ps; in questo disegno si possono introdurre delle stringhe usando \ins
% e mettendo le istruzioni relative nell'argomento #3.
% Il file #4.ps contiene le istruzioni postscript, che devono essere scritte
% presupponendo che l'origine sia nell'angolo inferiore sinistro della
% scatola, mentre per il resto l'ambiente grafico e' quello standard.
% #5 deve essere della forma \eq("nome simbolico").
%
% Le istruzioni postscript possono essere inserite nel file che contiene
% l'istruzione \insertplot, racchiudendole fra le istruzioni \initfig{#4}
% e \endfig; inoltre ogni riga deve cominciare con "write13<" e deve finire
% con ">". In questo modo si crea il file #4.ps relativo alla figura.
%
\def\insertplot#1#2#3#4#5{\par%
\xwidth=#1 \xshift=\hsize \advance\xshift by-\xwidth \divide\xshift by 2%
\yshift=#2 \divide\yshift by 2%
\line{\hskip\xshift \vbox to #2{\vfil%
\ifnum\driver=0 #3
\special{ps::[local,begin] gsave currentpoint translate}%
\special{ps: plotfile #4.ps} \special{ps::[end]grestore}\fi
\ifnum\driver=1 #3 \special{psfile=#4.ps}\fi
\ifnum\driver=2 #3 \special{
\ifnum\mgnf=0 #4.ps 1. 1. scale \fi
\ifnum\mgnf=1 #4.ps 1.2 1.2 scale\fi} \special{ini.ps}
\fi }\hfill \raise\yshift\hbox{#5}}}

\def\initfig#1{%
\catcode`\%=12\catcode`\{=12\catcode`\}=12
\catcode`\<=1\catcode`\>=2
\openout13=#1.ps}
\def\endfig{%
\closeout13
\catcode`\%=14\catcode`\{=1
\catcode`\}=2\catcode`\<=12\catcode`\>=12}

%%%%%%%%%%%%%%%% GRECO

\let\a=\alpha \let\b=\beta  \let\c=\chi \let\d=\delta  \let\e=\varepsilon
\let\f=\varphi \let\g=\gamma \let\h=\eta    \let\k=\kappa  \let\l=\lambda
\let\m=\mu   \let\n=\nu   \let\o=\omega    \let\p=\pi  \let\ps=\psi
\let\r=\rho  \let\s=\sigma
%\let\t=\tau
\let\th=\vartheta
\let\y=\upsilon \let\x=\xi \let\z=\zeta
\let\D=\Delta \let\F=\Phi  \let\G=\Gamma  \let\L=\Lambda \let\Th=\Theta
\let\O=\Omega \let\P=\Pi   \let\Ps=\Psi \let\Si=\Sigma \let\X=\Xi
\let\Y=\Upsilon

%%%%%%%%%%%%%%%%%%%%%  Numerazione pagine

\def\data{\number\day/\ifcase\month\or gennaio \or febbraio \or marzo \or
aprile \or maggio \or giugno \or luglio \or agosto \or settembre
\or ottobre \or novembre \or dicembre \fi/\number\year;\,\the\time}

\newcount\pgn \pgn=1
\def\foglio{\number\numsec:\number\pgn
\global\advance\pgn by 1}
\def\foglioa{A\number\numsec:\number\pgn
\global\advance\pgn by 1}

\def\footnormal{
\footline={\rlap{\hbox{\copy200}\ $\st[\number\pageno]$}\hss\tenrm
\foglio\hss}
}
\def\footappendix{
\footline={\rlap{\hbox{\copy200}\ $\st[\number\pageno]$}\hss\tenrm
\foglioa\hss}
}



%%%%%%%%%%%%%%%%% EQUAZIONI CON NOMI SIMBOLICI
%%%
%%% Per assegnare un nome simbolico ad una equazione basta
%%% scrivere \Eq(...) o, in \eqalignno, \eq(...) o,
%%% nelle appendici, \Eqa(...) o \eqa(...);
%%% dentro le parentesi e al posto di ... si puo' scrivere qualsiasi commento;
%%% per avere i nomi simbolici segnati a sinistra delle formule si deve
%%% dichiarare il documento come bozza, iniziando il testo con
%%% \BOZZA. Sinonimi: \Eq,\EQ,\EQS; \eq,\eqs; \Eqa,\Eqas;\eqa,\eqas.
%%% All' inizio di ogni paragrafo si devono definire il
%%% numero del paragrafo e della prima formula dichiarando
%%% \numsec=... \numfor=...  (brevetto Eckmannn).
%%% Si possono citare formule seguenti; le corrispondenze fra nomi
%%% simbolici e numeri effettivi sono memorizzate nel file \jobname.aux, che
%%% viene letto all'inizio, se gia' presente. E' possibile citare anche
%%% formule che appaiono in altri file, purche' sia presente il
%%% corrispondente file .aux; basta includere all'inizio l'istruzione
%%%           \include{nomefile}
%%%
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%

\global\newcount\numsec
\global\newcount\numfor
\global\newcount\numtheo
\global\advance\numtheo by 1
\gdef\profonditastruttura{\dp\strutbox}

\def\senondefinito#1{\expandafter\ifx\csname#1\endcsname\relax}

\def\SIA #1,#2,#3 {\senondefinito{#1#2}%
\expandafter\xdef\csname #1#2\endcsname{#3}\else
\write16{???? ma #1,#2 e' gia' stato definito !!!!} \fi}

\def\etichetta(#1){(\veroparagrafo.\veraformula)%
\SIA e,#1,(\veroparagrafo.\veraformula) %
\global\advance\numfor by 1%
\write15{\string\FU (#1){\equ(#1)}}%
\write16{ EQ #1 ==> \equ(#1) }}

\def\letichetta(#1){\veroparagrafo.\verotheo
\SIA e,#1,{\veroparagrafo.\verotheo}
\global\advance\numtheo by 1
\write15{\string\FU (#1){\equ(#1)}}
\write16{ Sta \equ(#1) == #1 }}

\def\letichettaa(#1){A.\verotheo
\SIA e,#1,{A.\verotheo}
\global\advance\numtheo by 1
\write15{\string\FU (#1){\equ(#1)}}
\write16{ Sta \equ(#1) == #1 }}

\def\tetichetta(#1){\veroparagrafo.\veraformula %%%%copy four lines
\SIA e,#1,{(\veroparagrafo.\veraformula)}
\global\advance\numfor by 1
\write15{\string\FU (#1){\equ(#1)}}
\write16{ tag #1 ==> \equ(#1)}}

\def\FU(#1)#2{\SIA fu,#1,#2 }

\def\etichettaa(#1){(A.\veraformula)%
\SIA e,#1,(A.\veraformula) %
\global\advance\numfor by 1%
\write15{\string\FU (#1){\equ(#1)}}%
\write16{ EQ #1 ==> \equ(#1) }}

\def\BOZZA{
\def\alato(##1){%
 {\rlap{\kern-\hsize\kern-1.4truecm{$\scriptstyle##1$}}}}%
\def\aolado(##1){%
 {%\vtop to \profonditastruttura
{%\baselineskip
 %\profonditastruttura\vss
 \rlap{\kern-1.4truecm{$\scriptstyle##1$}}}}}
}

\def\alato(#1){}
\def\aolado(#1){}

\def\veroparagrafo{\number\numsec}
\def\veraformula{\number\numfor}
\def\verotheo{\number\numtheo}
\def\verafigura{\number\numfig}

\def\Eq(#1){\eqno{\etichetta(#1)\alato(#1)}}
\def\eq(#1){\etichetta(#1)\alato(#1)}
\def\leq(#1){\leqno{\aolado(#1)\etichetta(#1)}}%%%%%this line for \leqno
\def\teq(#1){\tag{\aolado(#1)\tetichetta(#1)\alato(#1)}}%%%%%this line for\tag
\def\Eqa(#1){\eqno{\etichettaa(#1)\alato(#1)}}
\def\eqa(#1){\etichettaa(#1)\alato(#1)}
\def\eqv(#1){\senondefinito{fu#1}$\clubsuit$#1
\write16{#1 non e' (ancora) definito}%
\else\csname fu#1\endcsname\fi}
\def\equ(#1){\senondefinito{e#1}\eqv(#1)\else\csname e#1\endcsname\fi}

%%%% next six lines by paf (no responsibilities taken)
\def\Lemma(#1){\aolado(#1)Lemma \letichetta(#1)}%
\def\Lemmaa(#1){\aolado(#1)Lemma \letichettaa(#1)}%
\def\Theorem(#1){{\aolado(#1)Theorem \letichetta(#1)}}%
\def\Proposition(#1){\aolado(#1){Proposition \letichetta(#1)}}%
\def\Corollary(#1){{\aolado(#1)Corollary \letichetta(#1)}}%
\def\Remark(#1){{\noindent\aolado(#1){\bf Remark \letichetta(#1).}}}%
\def\Definition(#1){{\noindent\aolado(#1){\bf Definition
\letichetta(#1)$\!\!$\hskip-1.6truemm}}}
\def\Example(#1){\aolado(#1) Example \letichetta(#1)$\!\!$\hskip-1.6truemm}
\let\ppclaim=\plainproclaim

\def\include#1{
\openin13=#1.aux \ifeof13 \relax \else
\input #1.aux \closein13 \fi}

\openin14=\jobname.aux \ifeof14 \relax \else
\input \jobname.aux \closein14 \fi
\openout15=\jobname.aux

\let\EQS=\Eq\let\EQ=\Eq
\let\eqs=\eq
\let\Eqas=\Eqa
\let\eqas=\eqa

%%%%%%%%%%%%%%% DEFINIZIONI LOCALI

\let\ciao=\bye \def\fiat{{}}
\def\pagina{{\vfill\eject}} \def\\{\noindent}
\def\bra#1{{\langle#1|}} \def\ket#1{{|#1\rangle}}
\def\media#1{{\langle#1\rangle}} \def\ie{\hbox{\it i.e.\ }}
\let\ii=\int  \let\ig=\int \let\io=\infty  \let\i=\infty

\let\dpr=\partial \def\V#1{\vec#1}   \def\Dp{\V\dpr}
\def\oo{{\V\o}} \def\OO{{\V\O}} \def\uu{{\V\y}} \def\xxi{{\V \xi}}
\def\xx{{\V x}} \def\yy{{\V y}} \def\kk{{\V k}} \def\zz{{\V z}}
\def\rr{{\V r}} \def\pp{{\V p}}

\def\tende#1{\vtop{\ialign{##\crcr\rightarrowfill\crcr
              \noalign{\kern-1pt\nointerlineskip}
              \hskip3.pt${\scriptstyle #1}$\hskip3.pt\crcr}}}
\def\otto{{\kern-1.truept\leftarrow\kern-5.truept\to\kern-1.truept}}

\def\guida{\ ...\ } \def\Z{{\bf Z}}\def\R{{\bf R}}\def\tab{}\def\nonumber{}
\def\mbox{\hbox}\def\lis#1{{\overline#1}}\def\nn{{\V n}}
\def\Tr{{\rm Tr}\,}\def\EE{{\cal E}}
\def\Veff{{V_{\rm eff}}}\def\Pdy{{P(d\psi)}}\def\const{{\rm const}}
%\def\RR{{\cal R}}
\def\NN{{\cal N}}\def\ZZ#1{{1\over Z_{#1}}}
\def\OO{{\cal O}} \def\GG{{\cal G}} \def\LL{{\cal L}} \def\DD{{\cal D}}
\def\fra#1#2{{#1\over#2}}
\def\ap{{\it a priori\ }}
\def\rad#1{{\sqrt{#1}\,}}
\def\eg{{\it e.g.\ }}
\def\={{\equiv}}\def\ch{{\chi}}

\def\initfiat#1#2#3{
\mgnf=#1
\driver=#2
\tipi=#3
\ifnum\tipi=0\TIPIO \else\ifnum\tipi=1 \TIPI\else \TIPITOT\fi\fi
%\ifnum\driver=0 \special{ps: plotfile ini.pst global} \fi
%\ifnum\driver=1 \special{header=ini.pst} \fi

%%%%%%%%%%%%%%% FORMATO

\ifnum\mgnf=0
\magnification=\magstep0 \hoffset=0.cm
\voffset=-1truecm\hoffset=-.5truecm\hsize=16.5truecm \vsize=25.truecm
\baselineskip=14pt  % plus0.1pt minus0.1pt
\parindent=12pt
\lineskip=4pt\lineskiplimit=0.1pt      \parskip=0.1pt plus1pt
\def\ds{\displaystyle}\def\st{\scriptstyle}\def\sst{\scriptscriptstyle}
\font\seven=cmr7
\fi
\ifnum\mgnf=1
\magnification=\magstep1
\hoffset=0.cm
\voffset=-1truecm
\hoffset=-.5truecm
\hsize=16.5truecm
\vsize=25truecm
\baselineskip=12pt
% plus0.1pt minus0.1pt
\parindent=12pt
\lineskip=4pt\lineskiplimit=0.1pt\parskip=0.1pt plus1pt
\def\ds{\displaystyle}\def\st{\scriptstyle}\def\sst{\scriptscriptstyle}
\font\seven=cmr7
\fi
\setbox200\hbox{$\scriptscriptstyle \data $}
}
%%%%%%%%%%%end of Gallavotti's macros%%%%%%%%%
%%%%%%%%%%%inizialization%%%%%%%%%%%
%%%%%%put % in front of \BOZZA to remove labels on the left%%%%%%%%%%%
\initfiat {1}{1}{2}
%\BOZZA
%\input amssym.def%
%%%%%%%%amssym.def included here%%%%%%%%%%%%

%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
\expandafter\ifx\csname amssym.def\endcsname\relax \else\endinput\fi
%
%  Store the catcode of the @ in the csname so that it can be restored later.
\expandafter\edef\csname amssym.def\endcsname{%
       \catcode`\noexpand\@=\the\catcode`\@\space}
%  Set the catcode to 11 for use in private control sequence names.
\catcode`\@=11
%
%  Include all definitions related to the fonts msam, msbm and eufm, so that
%  when this file is used by itself, the results with respect to those fonts
%  are equivalent to what they would have been using AMS-TeX.
%  Most symbols in fonts msam and msbm are defined using \newsymbol;
%  however, a few symbols that replace composites defined in plain must be
%  defined with \mathchardef.

\def\undefine#1{\let#1\undefined}
\def\newsymbol#1#2#3#4#5{\let\next@\relax
 \ifnum#2=\@ne\let\next@\msafam@\else
 \ifnum#2=\tw@\let\next@\msbfam@\fi\fi
 \mathchardef#1="#3\next@#4#5}
\def\mathhexbox@#1#2#3{\relax
 \ifmmode\mathpalette{}{\m@th\mathchar"#1#2#3}%
 \else\leavevmode\hbox{$\m@th\mathchar"#1#2#3$}\fi}
\def\hexnumber@#1{\ifcase#1 0\or 1\or 2\or 3\or 4\or 5\or 6\or 7\or 8\or
 9\or A\or B\or C\or D\or E\or F\fi}

\font\tenmsa=msam10
\font\sevenmsa=msam7
\font\fivemsa=msam5
\newfam\msafam
\textfont\msafam=\tenmsa
\scriptfont\msafam=\sevenmsa
\scriptscriptfont\msafam=\fivemsa
\edef\msafam@{\hexnumber@\msafam}
\mathchardef\dabar@"0\msafam@39
\def\dashrightarrow{\mathrel{\dabar@\dabar@\mathchar"0\msafam@4B}}
\def\dashleftarrow{\mathrel{\mathchar"0\msafam@4C\dabar@\dabar@}}
\let\dasharrow\dashrightarrow
\def\ulcorner{\delimiter"4\msafam@70\msafam@70 }
\def\urcorner{\delimiter"5\msafam@71\msafam@71 }
\def\llcorner{\delimiter"4\msafam@78\msafam@78 }
\def\lrcorner{\delimiter"5\msafam@79\msafam@79 }
\def\yen{{\mathhexbox@\msafam@55 }}
\def\checkmark{{\mathhexbox@\msafam@58 }}
\def\circledR{{\mathhexbox@\msafam@72 }}
\def\maltese{{\mathhexbox@\msafam@7A }}

\font\tenmsb=msbm10
\font\sevenmsb=msbm7
\font\fivemsb=msbm5
\newfam\msbfam
\textfont\msbfam=\tenmsb
\scriptfont\msbfam=\sevenmsb
\scriptscriptfont\msbfam=\fivemsb
\edef\msbfam@{\hexnumber@\msbfam}
\def\Bbb#1{{\fam\msbfam\relax#1}}
\def\widehat#1{\setbox\z@\hbox{$\m@th#1$}%
 \ifdim\wd\z@>\tw@ em\mathaccent"0\msbfam@5B{#1}%
 \else\mathaccent"0362{#1}\fi}
\def\widetilde#1{\setbox\z@\hbox{$\m@th#1$}%
 \ifdim\wd\z@>\tw@ em\mathaccent"0\msbfam@5D{#1}%
 \else\mathaccent"0365{#1}\fi}
\font\teneufm=eufm10
\font\seveneufm=eufm7
\font\fiveeufm=eufm5
\newfam\eufmfam
\textfont\eufmfam=\teneufm
\scriptfont\eufmfam=\seveneufm
\scriptscriptfont\eufmfam=\fiveeufm
\def\frak#1{{\fam\eufmfam\relax#1}}
\let\goth\frak

%  Restore the catcode value for @ that was previously saved.
\csname amssym.def\endcsname

%
%%%%%%%%%%%%end of amssym.def%%%%%%%%
%
%%%%%%%%%%%%%%%%%%extra definitions already in yau's file%%%%%%%%
%
\def\sqr#1#2{{\vcenter{\vbox{\hrule height.#2pt
     \hbox{\vrule width.#2pt height#1pt \kern#1pt
   \vrule width.#2pt}\hrule height.#2pt}}}}
\def\qed{ $\mathchoice\sqr64\sqr64\sqr{2.1}3\sqr{1.5}3$}
\def\ZZ{Z\!\!\!Z\,}
\def\RR{R\!\!\!\!\!I\,\,}
\def \II{\ \hbox{I}\!\!\!\hbox{I}\,}
\def\11{\hbox{l}\!\!\!1\,}
\def\QIF{\quad\hbox{ if }\quad}
\font\tenib=cmmib10
\newfam\mitbfam
\textfont\mitbfam=\tenib
\scriptfont\mitbfam=\seveni
\scriptscriptfont\mitbfam=\fivei
\def\mitb{\fam\mitbfam}
\def\balpha{{\mitb\mathchar"710B}}
\def\bbeta{{\mitb\mathchar"710C}}
\def\bgamma{{\mitb\mathchar"710D}}
\def\bdelta{{\mitb\mathchar"710E}}
\def\bepsilon{{\mitb\mathchar"710F}}
\def\bzeta{{\mitb\mathchar"7110}}
\def\boeta{{\mitb\mathchar"7111}} %bold eta
%above ceta because bold eta should not be beta
\def\btheta{{\mitb\mathchar"7112}}
\def\biota{{\mitb\mathchar"7113}}
\def\bkappa{{\mitb\mathchar"7114}}
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%\BOZZA

\centerline {\dodicibf Large deviations in the
 van der Waals limit}


\vskip1cm
\centerline{
O. Benois \footnote{$^1$}{\eightrm UPRESA 6085, Universit\'e de Rouen,
76821 Mont Saint Aignan, France},
\hskip.2cm
T. Bodineau \footnote{$^2$}{\eightrm DMI, \'Ecole Normale Sup\'erieure,
45 Rue d' Ulm, 75005 Paris, France}
\hskip.2cm
and \hskip.1cm
E. Presutti \footnote{$^3$}{\eightrm Dipartimento di Matematica,
Universit\`a di Roma Tor Vergata, Via della Ricerca Scientifica,
00133 Roma, Italy} }
\vskip.5cm
\centerline{\'Ecole Normale Sup\'erieure, Universit\'e de Rouen,
Universit\`a  di Roma Tor Vergata}

\footnote{}{\eightrm This research has been partially
supported by  the CNR-CNRS agreement and by grant CEE CHRX-CT93-0411}

\footnote{}{\eightrm Key Words: 
  Kac potentials, Large deviations,
interfaces, Wulff  shape, contours}

\vskip.5cm

{\bf Abstract.} In this paper we extend
the analysis in [\rcite{BBBP}]
by proving a strong large deviation principle
 for the empirical distribution of Ising spins in $d\ge 2$
dimensions when the interaction is determined by a
Kac potential and the temperature is
below the critical value.   

\vskip1truecm

\centerline {\bf 1. Introduction.}

\vskip.5cm
\numsec= 1
\numfor= 1
\numtheo=1

Large deviations theory is the natural setup for studying the    
structure and the geometry of the
interfaces. At a phase transition 
the cost (i.e. the logarithm of the Gibbs probability) of having a
deviation from equilibrium in some given region inside the system
may be ``only" proportional to its surface and not to its volume, as
customary when there is no phase transition, because the deviation
may involve just a change of the  phase in the given
region.  The process then looks atypical only in a neighborhood of
the interface, hence the cost is proportional to its surface.
 The rate function of
the large deviations   quantifies
the cost of an interface and gives
the probability of its appearence.  Moreover
with the help of a strong large deviation principle
(LDP) we can, for instance, 
determine the  interface which realizes  a given
constraint, by relating this to the solution of
 the corresponding variational problem with
the rate function.  
The best known example is the Wulff problem 
about  the optimal shape of the interface once the volume
fraction of the
two phases has been fixed.

The $d=2$ dimensional, nearest neighbor, ferromagnetic Ising system is
the most remarkable example where all this has been developed,
see [\rcite{DKS}], [\rcite{I1}], [\rcite{I2}],
[\rcite{P}], [\rcite{PV}].
Unfortunately   not many other models have been
worked out.  Here we study and solve
the problem under a simplifying feature,
namely we consider the $d\ge 2$
ferromagnetic Ising system  with Kac potentials.  As proposed by
Kac, Uhlenbeck and Hemmer,  [\rcite{KHH}], and
 Lebowitz and Penrose, [\rcite{LP}],
we consider after the thermodynamic limit ($L\to \infty$) also the
scaling limit $\ga\to 0$, where $\ga>0$ is the scaling parameter
of the Kac potential (Kac parameter).
In   [\rcite{KHH}] and [\rcite{LP}] it is shown
that this procedure yields a rigorous derivation of the van der
Waals theory.  In [\rcite{BBBP}] a weak 
LDP  is proved, showing  that the rate function is the perimeter of
the interface times the  van der
Waals surface tension.  Here we prove a strong
LDP which allows for instance to characterize the optimal shape of
the interface under  a general class of constraints.

The order of the limits is very important, we emphasize that the
scaling limit $\ga \to 0$ is done here after the 
thermodynamic limit $L\to \infty$; the simultaneous limit with $L$
and $\ga$ suitably related has been examined earlier in 
 [\rcite{ABCP}], [\rcite{BCP}], [\rcite{AB}] where it is solved 
together with the proof that  the non local van der Waals excess
free energy functional 
 $\Gamma$-converges  to the perimeter functional (times the van der
Waals surface tension).
Our analysis is intermediate between this case and the other 
one with
only  $L\to \infty$ and $\ga>0$   maybe very
small
but  fixed, like in [\rcite{CP}], [\rcite{BZ}], [\rcite{BP}],
[\rcite{BMP}] where the goal was to prove 
  phase transitions at fixed $\ga>0$.
Unfortunately our techniques do not allow to extend the analysis to
the large deviations at fixed $\ga>0$, but we hope they may provide
a step forward in this direction.






\goodbreak
\vskip1truecm



\centerline {\bf 2. Basic notation and main results.}

\vskip.5cm
\numsec= 2
\numfor= 1
\numtheo=1


We use the same notation as in [\rcite{BBBP}] that we recall briefly
here for the reader's convenience.


\goodbreak

\vskip.5cm

\centerline{{\it Microscopic, mesoscopic  and  macroscopic 
representations of the Ising system}}

\vskip.1truecm

\nobreak

We  consider in this paper the   
 Ising  spin system with
configuration space  $\{-1,1\}^{\Bbb Z^d}$, $d\ge 2$, its elements
being denoted by
  $\s=\{\s(i),\,i\in \Bbb Z^d\}$, $\s(i)$  
the spin at the site $i$.  As the spin configurations
$\s$ give a 
complete
description of the state of the system we will refer to this as to
 the ``microscopic representation" of the system. 
 We will actually
restrict to tori $\L$ of $\Bbb Z^d$
  of   side  $L= 2^n$, $n\in \Bbb
N$, and use the following notation:
 for any subset $\D$ of $\Bbb Z^d$,
$\s_\D\in \{-1,1\}^\D$ denotes the restriction of $\s$ to
$\D$. 
 
The macroscopic state of the system is instead determined by an order
parameter which specifies the phase of the system (we will be
 working at
a fixed temperature for which there are just two pure
equilibrium phases, i.e.
two extremal, translationally invariant Gibbs states, see below).  It is
convenient to choose the order parameter $u$ in such a way that at the two
equilibrium phases $u$ has
the values $\pm 1$.  The
two pure phases are then represented by the two functions $u(r)$ constantly
equal to $1$ and to $-1$.  We will
suppose that the macroscopic region
where our system is confined is the unit torus ${\cal T}$ in $\Bbb
R^d$ with center the origin.
Then $r\in {\cal T}$ and $u(r)=1$ means
that 
at $r$ there is the phase $+1$.
Our goal is to investigate the structure of macroscopic states
$u(\cdot)$ where the order parameter takes both the value $+1$
and $-1$, but  we will also consider states where 
it takes non equilibrium values (not in $\{\pm 1\}$). As we
will see, these states are much less probable than the others.
Thus  
 the order parameter ranges in some interval
$[-A,A]$,   $A>1$ and
the macroscopic configurations are 
elements of
   $$
{\cal X} = L^1({\cal T};[-A,A])
          \Eq(2.1)
   $$
with $\|u\|$ denoting the $L^1({\cal T})$ norm of $u$.  The
$L^1$ norm reflects the   choice  that 
two  macroscopic configurations will be considered close
to each other if their
difference is small except possibly for a small 
fraction of the volume.  The macroscopic
observables are then  elements of $C({\cal X})$.


The order parameter as a function
of the spin configurations   will be defined
later via a 
limit procedure which involves
empirical averages.  To this end it is convenient
to 
represent the Ising configurations as functions on
$\Bbb R^d$.
Let    
$ \hat e\in \Bbb R^d$ be the point
with  coordinates all equal to $1/2$
and  ${\cal D}$ the partition into unit cubes $C$ with centers
 the points $i+ \hat e$,  $i\in \Bbb Z^d$. A face in common to two
cubes is attributed to the one with the largest center, so that the
cube
with center $i+ \hat e$ contains $i$.  We also use the notation
$C(r)$ for the cube of ${\cal D}$ which contains $r$.
Finally  ${\cal D}^{(\ell)}$,
$\ell \in \{ 2^n,\, n\in \Bbb Z\}$, denotes
 the partition  into cubes
$C^{(\ell)}$ of side $\ell$ obtained by scaling ${\cal D}$ by
$\ell$ and given a bounded function $f$ on $\Bbb R^{d}$ we 
define the empirical averages (coarse graining) of $f$ as
    $$
f^{(\ell)}(r) = {1 \over \ell^d} \int_{C^{(\ell)}(r)}
dr' f(r')
     \Eq(2.2)
    $$



The macroscopic region corresponding to the tori $\L$ of side $L$
 is  always  the  unit torus 
 ${\cal T}$. The
spin configurations
 are  then represented by
functions $s\in L^\infty({\cal T};\{\pm 1\})$ that are
${\cal D}^{(1/L)}$-measurable, i.e. constant on the cubes
$C^{(1/L)}$ of ${\cal D}^{(1/L)}$.  The relation with the microscopic
representation is then given by 
   $$
s(r)= \s(i),\qquad Lr\in C(i)
     \Eq(2.3)
   $$
where $C(i)$ is the  cube of ${\cal D}$ that contains  $i$.  In this
way the thermodynamic limit $L\to \infty$
 is represented as a continuum limit with
the mesh $1/L$ of the coarse graining going to 0.  


In many instances it is convenient to work on an intermediate scale,
the mesoscopic scale, whose units are chosen 
 so that the range of the interaction
becomes 1. 
As we will see, in microscopic units the range is
 $\ga^{-1}$, where  $\ga$, the Kac
parameter, takes values in $ \{2^{-n}\}$,
we will always restrict to the case
$L_\ga:=\ga L>1$. The mesoscopic
space is  then the torus $L_\g {\cal T}$ of $\Bbb R^d$ and the
 the mesoscopic  spin configurations
are the functions $S\in L^\infty(L_\g {\cal T};\{\pm 1\})$ 
which are ${\cal D}^{(1/L_\ga)}$-measurable, so that
   $$
S(x)= s(L_\g^{-1} x),\quad  L_\g = \g L,\qquad
S(x)= \s(i),\quad \g^{-1}x\in C(i)
     \Eq(2.4)
   $$

To distinguish the points in the various spaces we write (when
possible) $r$ for   macroscopic, $x$ for   mesoscopic  and
$i$ for   microscopic.



\goodbreak
\vskip.5cm
\centerline{{\it   Kac interaction and Gibbs measures}}
\vskip.1truecm
\nobreak

For any   $\ga>0$ and any bounded set 
$\D$ in $\Bbb Z^d$, we define
the energy of   $\s_\D$
 in  interaction with $\s_{\D^c}$ as
   $$
H_\g(\s_\D|\s_{\D^c}) = - {1\over 2 } \sum_{ i \ne j \in \D}
J_\g(i,j) \s(i) \s(j) - \sum_{i \in \L , j \in \D^c}
J_\g(i,j) \s(i) \s(j)
   \Eq(2.5)
   $$
where 
   $$
J_\g(i,j) := \g^d J(\g|i-j|), 
\qquad \forall \, i,j \in \Bbb{Z}^d
   \Eq(2.6)
   $$
and $J$ is a nonnegative, smooth function supported by $[0,1]$
and normalized so that
   $$
\int_{\Bbb R^d} \! dr \, J(|r|) = 1
   \Eq(2.7)
   $$
The conditional
 Gibbs probability of   $\s_\D$
given $\s_{\D^c}$ is
   $$
\mu_{\g,\D}(\s_\L|\s_{\D^c}) = Z_{\g,\D}(\s_{\D^c})^{-1}
\exp\big[-\b H_\g(\s_\D|\s_{\D^c})\big]
   \Eq(2.8)
   $$
 $Z_{\g,\D}(\s_{\D^c})$ being the partition function.
The Gibbs measure on the torus $\L$ of side $L$ will be denoted by
$\mu_{\ga,L}$.


The infinite volume
Gibbs measures $\mu_\ga$ are the probabilities on 
$\{-1,1\}^{\Bbb Z^d}$
whose conditional probabilities satisfy \equ(2.8).
In [\rcite{CP}] and [\rcite{BZ}] it is shown that if $\beta>1$ there
is $\g_\b>0$ so that for all $\g\le \g_\b$ there are two  
 distinct,
translationally invariant Gibbs states $\mu_\g^\pm$,
 limits of the finite volume Gibbs states with all $+1$ and,
respectively, all $-1$ boundary conditions.
In [\rcite{BMP}] it is shown that these are the only extremal,
translationally invariant Gibbs states.  Moreover their
magnetizations, $\pm m_{\b,\g}$, converge when $\g\to 0^+$ to 
 $\pm m_\b$, where $m_\b$ is the positive root of
   $$
m_\b = \tanh \{\b m_\b\}
          \Eq(2.9)
   $$

\goodbreak
\vskip.5cm
\centerline{{\it Large deviations}}
\vskip.1truecm
\nobreak





Our order parameter is the ratio of the magnetization density with
its equilibrium value $m_{\b,\ga}$, and since the 
absolute value of the magnetization density cannot exceed $1$,
we take
 $A$ in \equ(2.1) so that  $A > m_{\b,\ga}^{-1}$, for all
 $\ga\le \ga_\b$. 
We will define the    order parameter as a function of the spin configurations
 by a
limit procedure.  Starting from
 a spin configuration $\s$, we first go  to
its macro representation $s$ and
then,
recalling the definition \equ(2.2) of the
empirical averages,  we   take as an approximation
for the order parameter
 the (normalized)
coarse grained
configurations   $s^{(\ve)}/m_{\b,\ga}$.  Our limit procedure is
to first take the
thermodynamic limit $L\to \infty$, then $\eps\to 0$ and eventually
$\ga \to 0$ (it would be much nicer if we could avoid the last limit
and keep $\ga>0$ fixed).
In Theorem 1.2 of [\rcite{BBBP}] it is proved that 
for all $\ga$
small enough
   $$
\lim_{L\to \infty} \mu_{\ga,L}\Big(
\|s^{(\ve)}/m_{\b,\ga}\mp 1\|\le \delta\Big)={1\over 2}
   $$
for all $\delta>0$ and all $\ve >0$.  In the 
thermodynamic limit therefore
the probability concentrates on the two pure phases where the
order parameter is constantly equal to $1$ or to $-1$.  Regarding
the coarse grained
configurations   $s^{(\ve)}/m_{\b,\ga}$
as elements of $
{\cal X} $, see \equ(2.1), we will prove in the
next theorem a LDP in ${\cal X}$ for $s^{(\ve)}/m_{\b,\ga}$.
However, as the
LDP holds unchanged for $s^{(\ve)}/m_{\b}$, we will rather
 state it for the
latter, for notational simplicity.  

The rate
function in the LDP is the following 
one.
Setting  $K=BV({\cal T};\{\pm 1\})$ and denoting by $P(u)$, $u \in K$,
the perimeter of the set $\{u=1\}$ and by $\tau_\b>0$ the van der
Waals surface tension, see (1.20) in [\rcite{BBBP}], we  define
 the functional
${\cal I}$ on ${\cal X}$ as
   $$
{\cal I}(v)=\cases{\tau_\b P\bigl(v\bigr) & if $v\in K$\cr
\noalign{\smallskip}+\infty & else\cr}
   \Eq(2.10)
   $$
Notice that ${\cal I}$ is a good rate function in the sense that
it is lower semicontinuous and its level sets are compacts, as the
sets
     $$
K_a=\{u\in K:P(u)\le a\}
   \Eq(2.11)
   $$
are compact in ${\cal X}$, see [\rcite{dalmaso}].


Now we can state the main result of the paper, that is a strong
LDP for  $s^{(\ve)}/m_{\b}$.



\vskip .5truecm

\noindent{\bf \Theorem (s2.1)}
{\sl For any closed subset $F$ of ${\cal X}$,
   $$
\limsup_{\g\to 0}\limsup_{\ve\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in F\bigr)
\le -\inf_{u\in F}{\cal I}(u)
   \Eq(2.12)
   $$
and for any open subset $G$ of  ${\cal X}$,}
   $$
\liminf_{\g\to 0}\liminf_{\ve\to 0}\liminf_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in G\bigr)
\ge -\inf_{u\in G}{\cal I}(u)
   \Eq(2.13)
   $$




\vskip .5truecm

Recalling that in our scheme the observables are elements $f$ of
$C({\cal X})$ the physically most  interesting questions 
concern the events
      $$
\Big\{u\in {\cal X}: |f(u)-c|<\delta\Big \}
      $$
$\delta>0$, namely the probability that a measurement of $f$
gives the value $c$ with tolerance
$\delta$.  By Theorem \equ(s2.1), using the lower semicontinuity
and compactness of the rate function ${\cal I}(\cdot)$ we have,
calling $g=|f-c|$,
    $$
\lim_{\delta\to 0}\lim_{\ga \to 0}
\lim_{\ve\to 0}\lim_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\Bigl(g(m_\b^{-1}s^{(\ve)})
<\delta  \Bigr)
= -\inf_{g(u)=0}{\cal I}(u)
   \Eq(2.14)
   $$
(this is a shorthand for the statement that the right hand side is
the limit both with all limsup and all liminf on the left hand side).
\equ(2.14) thus states that the probability of having $g=0$
is reduced to
the  variational problem 
about 
the minimizer of the rate function under the contraint $\{g=0\}$.
Our proofs actually show that we can interchange the
limits $\delta\to 0$ and $\ga\to 0$, provided we change
 the
normalization writing
$m_{\b,\ga}^{-1}s^{(\ve)}$ instead of $m_\b^{-1}s^{(\ve)}$.
The special case where $g(v)= \|u-v\|$, $u \in K\equiv
BV({\cal T};\{\pm
1\})$, had already been worked out in [\rcite{BBBP}]. The case
   $$
g(v)= \Big|\int_{{\cal T}}dr v(r) - s\Big|,\qquad |s|<m_\b
   $$
 corresponds to the Wulff problem.


The lower bound \equ(2.13) is a straight consequence of the weak LDP
proved in [\rcite{BBBP}], its proof will be omitted. 
The upper bound follows from a proof that
the coarse grained magnetization
$s^{(\ve)}$ is exponentially
supported by  neighborhoods of the compact sets $K_a$,
see Proposition \equ(so1.1).   This is the
main technical point in the paper that will be proved in the next
section, using contours and Peierls estimates.
The upper bound \equ(2.12) is proved in Section 4 using the
exponential tightness and the upper bound of the weak 
LDP established in [\rcite{BBBP}], the proof is classical and it is
reported for the sake of completeness.

\vskip 1.5truecm
\goodbreak

\centerline{\bf 3. Exponential tightness}
\numsec= 3
\numfor= 1
\numtheo=1
\vskip.5truecm
\nobreak

For any set $A$ in $L^1({\cal T})$ and any $\d>0$ we denote by $A^\d$ 
the $\d$-neighborhood of $A$ in the $L^1$-norm, that is
   $$
A^\d=\Bigl\{u\in L^1({\cal T}):\, \inf_{v\in A}\|u-v\|\le \d\Bigr\}
   \Eq(o1.0)
   $$
In this section we will prove   ``weak  exponential tightness"
in the sense that:
\vskip .5truecm

\noindent{\bf \Proposition (so1.1)}
{\sl There is a constant $c>0$ such that for any $a>0$ and $\d>0$}
   $$
\limsup_{\g\to 0}\limsup_{\ve\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\Bigl(
m_\b^{-1}s^{(\ve)}\notin K_a^\d\Bigr)\le -c\,a
   \Eq(o1.1)
   $$

\vskip .5truecm
{\it Outline of the proof.} 
After  recalling from [\rcite{BBBP}] the basic
definitions of the
 block spin configurations $\eta$ and of the corresponding
contours $\Gamma$, we will use these notions to
construct ${\pm 1}$ valued, random variables
 $T(x)$, $x \in L_\ga {\cal T}$, with the property
that with large probability for $a$ large
$P(T)\le a L_\ga^{d-1}$  ($P(T)$ the perimeter of the
boundary of the set
$\{T=+1\}$). $T$ will be  
obtained  from $\eta$
by ``erasing the small contours" and by putting 
$T=\pm 1$ in the ``large contours" in some careful way that will
be specified below. In
Lemma \equ(so1.4) we will then show that  $P(T)\le a L_\ga^{d-1}$
with large probability for $a$ large
and in 
Lemma \equ(so1.3)   that $\eta$ is super-exponentially
close in  $L^1$-norm to $T$.  With these ingredients we will then
prove Proposition \equ(so1.1) at the end of the section. 


 \goodbreak

\vskip.5cm

\centerline{{\it Block spins and contours.}}

\vskip.1truecm

\nobreak

 
We start from the coarse grained spin
configuration  $S^{(2^{-k})}\in L^\infty(L_\g {\cal T};[-1,1])$,
 $k\in \Bbb N$, see \equ(2.2).
Given $k$ and $h$ in $\Bbb N$, $\z >0$,
we then define the block spin 
$\eta \in L^\infty( L_\g{\cal T};\{0,\pm 1\})$
 as
   $$
\eta (x) = \cases{\pm 1 & if $ \big| S^{(2^{-k})}(y)
                \mp m_\b \big| < \z$
                \quad for all $y \in  C^{(2^{h})}(x)$ \cr
                0 & otherwise \cr}
   \Eq(e2.5)
   $$

We also define the block spin $\eta$ induced by a function
$m\in L^\infty(\Delta;[-1,1])$ using the analogous of
\equ(e2.5)

 The point $x$ is called correct, or, equivalently, $\eta(x)$ is correct,
 if $\eta(x) \ne 0$
and $\eta(y) = \eta(x)$ on the cubes
 $C^{(2^h)}$  that are $\star$-connected to
$C^{(2^h)}(x)$.  $x$ is incorrect if it is not correct.
 


Each maximal $\star$-connected component  of the
incorrect set is  the support of a
contour, the contour $\Gamma$
is defined by its support and by the values of
the block spins on its support. When there
 is no risk of confusion, we may denote by $\Gamma$ only its support.
We denote by $\#\Gamma$ the number of block cubes $C^{(2^h)}$ in the
spatial support of $\Gamma$ and by $|\G|$ its length ($|\G|=2^{hd}\#\G$).
${\rm Ext}(\Gamma)$ is the largest
connected component of $\Gamma^c$ and
${\rm Int}(\Gamma)={\rm Ext}(\Gamma)^c$;
finally ${\rm vol}(\Gamma)$ the number of
block cubes $C^{(2^h)}$ in ${\rm Int}(\Gamma)$.
If $\G$ is a contour produced by a spin configuration $\s$, we write
$\s\Rightarrow\G$ and we say that $\{\G_1,\ldots,\G_k\}$ is 
a collection of compatible contours if there is a spin configuration
which produces all of them.
In the same way, we write $m\Rightarrow\G$ when
the block spin $\eta$ is induced by $m\in L^\infty(\Delta;[-1,1])$.


 \goodbreak

\vskip.5cm

\centerline{{\it  Non local excess free energy functional,
Peierls estimates.}}

\vskip.1truecm

\nobreak

Let $\L$ be a measurable set in $\Bbb R^d$ (or in a torus)
and $m\in L^\infty (\Lambda, [-1,1])$. 
The excess free energy  ${\cal F}_\L(m)$
of $m$ in $\L$  is defined
by the formula \equ(a.15) in the appendix, we do not need
its explicit expression here.
As a consequence of
 the Peierls estimates it is shown in Lemma 6.5
of [\rcite{BBBP}] that if
 $\underline{\G}=\{\G_1,\ldots,\G_k\}$ is a collection of compatible
contours, then
  $$
\mu_{\gamma,L} \Big(
\si \Rightarrow\underline\G\Big)\le
\exp \left[ - \b\g^{-d}
\sum_{i=1}^\k\left(
\inf_{m \Rightarrow \Gamma_i}{\cal F}_{\Gamma_i} (m)
-o_\g(1)|\Gamma_i|\right) \right]
   \Eq(o5.5a)
   $$
where $o_\g(1)$ vanishes with $\g$.
Moreover, by Theorem 6.2 of [\rcite{BBBP}], there is a constant
$\alpha>0$ ($\a$ depends on $\zeta$ and $k$ and can be chosen as
$\alpha=c\zeta^22^{-kd}$) such that for any contour $\G$
   $$
\inf_{m \Rightarrow \Gamma}{\cal F}_{\Gamma} (m)
\ge \a\#\G
   \Eq(o5.5b)
   $$
Therefore
   $$
\log\mu_{\gamma,L} \Big(
\si \Rightarrow\underline\G\Big)\le
- \b\g^{-d}
\sum_{i=1}^\k\left(
{1\over 2}\inf_{m \Rightarrow \Gamma_i}{\cal F}_{\Gamma_i} (m)
+\left(\alpha/2-o_\g(1)2^{hd}\right)\#\Gamma_i\right)
   \Eq(o5.5)
   $$
We fix $\zeta'>0$ and for 
$\L\subset L_\g{\cal T}$, $m\in L^\infty(\L;[-1,1])$ 
we consider 
   $$
\Phi_m(x)=\cases{-1 & if $S^{(1)}(x)\le -m_\b+\zeta'$\cr
1 & otherwise\cr}
   \Eq(o5.6)
   $$
We will prove in the Appendix that there is $c>0$
dependent only on $\zeta'$, such that
   $$
N^\pm(m)\le c{\cal F}_\L(m)
   \Eq(o5.7)
   $$
where $N^\pm(m)$ is the number of pairs of cubes
$C$ in $\L$ which are connected and 
where $\Phi_m$ has opposite signs.

\goodbreak

\vskip.5cm

\centerline{{\it  The set of small contours
and the random variable $T(x)$. }}

\vskip.1truecm

\nobreak


We denote by $\O^b$,  $b\in (0,1/d)$,  the set of all the
contours with  length less than $L_\g^b$ and
 we define $T(x)$,
$x \in L_\ga{\cal T}$, as follows.
 If $x$   belongs to ${\rm Int}(\G)$, where $\G\in\O^b$ is maximal
in $\O^b$ (it is not contained in the interior of any other contour 
of $\O^b$), then  $T(x)=\pm 1$ according to
 the sign of the cubes in ${\rm Ext}(\G)$
$\star$-connected to the boundary of $\G$. If $x$ is not in a
contour,  we set $T(x)=\eta(x)$ and finally, if $x$ belongs to 
a contour $\G\notin \O^b$, we consider a minimizer $m^\star$
of $\inf_{m\Rightarrow\G}{\cal F}_\G(m)$ and  put
$T(x)=\Phi_{m^\star}(x)$.
We also define $t(r)=T(L_\g r)$.



\vskip .5truecm

\noindent{\bf \Lemma (so1.4)}
{\sl There is a constant $c>0$ such that for any $a>0$}
   $$
\limsup_{\g\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(P(T)>aL_\g^{d-1}\bigr)
\le -c\, a
   \Eq(o1.9)
   $$

\vskip.5truecm
\noindent{\it Proof.} Let $\underline\G=\{\G_1,\ldots,\G_\k\}$ be
the collection of long contours produced by a spin configuration.
We first remark from the definition 
of the variable $T$ that we can bound its perimeter $P(T)$
proportionally to
$\sum_{i=1}^\k N^\pm_i$. $N^{\pm}_i$
is the number of couples of connected cubes 
$C^{(1)}$ in the support
of $\G_i$ where $\Phi_{m_i^\star}$ has opposite signs, $m_i^\star$
being the minimizer of $\inf_{m\Rightarrow\G_i}{\cal F}_{\G_i}(m)$.
So using \equ(o5.7), there is a constant $c'>0$ (depending only on
$\zeta'$) such that
   $$
\mu_{\gamma,L}\bigl(P(T)>aL_\g^{d-1}\bigr)\le
\sum_{\underline\G\in{\cal G}_{c'a}}
\mu_{\gamma,L}\bigl(\sigma\Rightarrow\underline\G\bigr)
   \Eq(o1.10)
   $$
where ${\cal G}_{c'a}$ is the set of all the collections of compatible contours
$\underline\G=\{\G_1,\ldots,\G_\k\}$ such that $\G_i\notin\O^b$,
$\sum_i{\cal F}_{\G_i}(m_i^\star)\ge c'aL_\g^{d-1}$. Notice that
$\k\le L_\g^{d-b}$ since the total length of the contours can not exceed
$L_\g^d$. Then applying \equ(o5.5) for $\underline\G\in{\cal G}_{c'a}$
  $$
\log \mu_{\gamma,L} \Big(
\si \Rightarrow\underline\G\Big)\le
 -\b\g^{-d}\left[ c'aL_\g^{d-1}/2
+\Bigl(c\zeta^22^{-kd}-o_\g(1)2^{hd}\Bigr)
\sum_{i=1}^\k\#\Gamma_i\right]
   \Eq(o1.10a)
   $$
Thus for $\g$ small enough the r.h.s. of \equ(o1.10)
is bounded above by
   $$
\exp\bigl(-c'a\b\g^{-d}L_\g^{d-1}/2\bigr)
\left[1+\sum_{\G:|\G|\ge L_\g^b}\exp\bigl(-c\b\g^{-d}
\zeta^22^{-(k+h)d}|\G|/2\bigr)\right]^{L_\g^{d-b}}
   \Eq(o1.13)
   $$
Moreover, using a well known combinatorial argument
(see for instance Theorem 6.3 of [\rcite{BBBP}]), if
$\g$ is sufficiently small, then the previous term
is less than
   $$
\exp\bigl(-c'a\b\g^{-1}L^{d-1}/2\bigr)
\left[1+L_\g^d\exp\bigl(-c\b\zeta^22^{-(k+h)d}\g^{b-d}L^b/8\bigr)
\right]^{L_\g^{d-b}}
   \Eq(o1.15)
   $$
and the Lemma follows.\qed


\vskip 1.5truecm

\noindent{\bf \Lemma (so1.3)} {\sl For any $\d>0$ and for $\g$ small
enough,}
   $$
\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(\|T-\eta\|>\d L_\g^d\bigr)
=-\infty
   \Eq(o1.8)
   $$

\vskip 0.5truecm
\noindent{\it Proof.} From the definition of
$T$, we get that
   $$
\|T-\eta\|\le 2^{hd+1}\sum_{\G\in \O^b}{\rm vol}(\G)
+2\sum_{\G\notin \O^b}|\G|
   \Eq(o1.l1)
   $$
By the Peierls estimates 
\equ(o5.5), for any $\d>0$
   $$
\limsup_{L\to\infty}{\g\over \b L^{d-1}}\log\mu_{\gamma,L}
\bigl(\sum_{\G\notin \O^b}|\G|>\d L_\g^d\bigr)
=-\infty
   \Eq(o1.l2)
   $$
provided $\g$ is small enough.
So we are reduced to study the cost of the event
   $$
{\cal B}(\d):=\Big\{
\sum_{\Gamma \in \O^b} {\rm vol}(\Gamma) \ge \d |L_\g|^d
\Big\}
    \Eq(e.3)
    $$

Let  ${\cal D}^{(\ell)}$ be the partition 
of $L_\g{\cal T}$ into cubes $A_i$ 
of side  $\ell=10 (L_\g)^b$ and let $N=\ell^{-d}L_\g^d$ 
be the number of these cubes.
We call $d_a B$, $a\in \Bbb R^d$,
$B \subset \Bbb R^d$, the translate by $a$ of $B$.

\vskip.5cm

{\it A geometric remark.}  
There are $n$ vectors $\{e_j\}$ 
such that the following holds. Let
$\Gamma$ be a  contour in $\O^b$ and $\Gamma\cap A_i
\ne \emptyset$. Then there is $j\in \{1,\ldots n\}$
so that  $\Gamma <d_{\ell e_j}A_i$, by this
meaning that $\Gamma $ is strictly
contained in $d_{\ell e_j}A_i$ and the
distance from the complement of $d_{\ell e_j}A_i$
is $> 2^{h+10}$,
$2^h$ the side of the cubes in the definition of the
block spins.
As a consequence,
   $$
\sum_{A_i}\sum_{\{e_j\}}\sum_{\Gamma \in \O^b} \text{\bf 1}_{\{\Gamma
<d_{\ell e_j}A_i\}}
{\rm vol}(\Gamma) \ge \sum_{\Gamma \in \O^b} {\rm vol}(\Gamma)
   \Eq(o1.l3)
   $$
If we define for any vector $e\in\Bbb R^d$
   $$
{\cal B}_{e}(\d):= \Big\{\sum_{A_i}\sum_{\Gamma \in \O^b} \text{\bf 1}_{\{\Gamma
<d_{\ell e}A_i\}}
{\rm vol}(\Gamma) \ge \d |\ga L|^d \Big\}
       \Eq(e.4)
    $$
then 
   $$
{\cal B}(\alpha)\subset \bigcup_{j=1}^n{\cal B}_{e_j}(\a/n)
       \Eq(e.5)
    $$
It is therefore enough to prove that for any $\d>0$ and any
$e\in\Bbb R^d$
   $$
\limsup_{L\to\infty}{\g\over \b L^{d-1}}\log\mu_{\gamma,L}
\bigl({\cal B}_e(\d)\bigr)
=-\infty
   \Eq(o1.l4)
   $$
For notational
simplicity we take in the following 
$e=0$,  dropping when possible the subscript $0$
($e=0$).

For
each cube $A_i$ we define a random variable $\xi_i$ with values in
$\{0,1\}$ as follows.
We set $\xi_i =1$ if 
   $$
\sum_{\Gamma \in \O^b} \text{\bf 1}_{\{\Gamma
< A_i\}}
{{\rm vol}(\Gamma)\over   | A_i |} \ge  \d',
\qquad  \d'={ \d \over 2}
       \Eq(e.6)
    $$
Otherwise we set  $\xi_i =0$.

We want to prove that
   $$
{\cal B}_{0}(\d)  \subset \Big\{
{1\over N} \sum_{i=1}^N \text{\bf 1}_{\{\xi_i =1\}} \ge
\d'\Big\}
       \Eq(e.7)
    $$
Calling $M$ the number of $i$'s such that $\xi_i =1$,
we suppose,  by contradiction, that $M<\d'
N$.  Then 
     $$
{1\over |\ga L|^d}
\sum_{i=1}^N \sum_{\Gamma \in \O^b} \text{\bf 1}_{\{\Gamma
<A_i\}}{\rm vol}(\Gamma)
\le {1\over N}\Big(\d'(N-M)+M\Big) < \d
       \Eq(e.8)
    $$
and \equ(e.7) is proved.

\vskip.5cm

Let $\partial A_i$ be the union of all the blocks in $A_i$
connected to $A_i^c$ and  
$\partial {\cal D}$ the union of all   
 ${\partial A_i}$.  By conditioning on 
$S_{\partial {\cal D}}$ we  get
   $$
\mu_{\ga,L}\big({\cal B}_{0}(\d)\big)= 
E_{\mu_{\ga,L}}\bigg( \sum_{\{a_i\} \in \{0,1\}^N }
\text{\bf 1}_{\{\sum a_i>\d' N\}} \prod_{i=1}^N
\mu_{\ga,L}\Big(\xi_i=a_i\Big| S_{\partial {\cal D}}\Big)
\bigg)
       \Eq(e.8a)
    $$
Thus
   $$
\mu_{\ga,L}\big({\cal B}_{0}(\d)\big) \le 2^N
\sup_{ S_{\partial {\cal D}}}
 \sup_ {\{\sum a_i>\d' N\}} \prod_{\{a_i=1\}}
\mu_{\ga,L}\Big(\xi_i=1\Big| S_{\partial {\cal D}}\Big)
       \Eq(e.9)
    $$

\vskip.5cm


Let $B_i$ be the  
intersection of $A_i$ and the
union of all the contours that  intersect $\partial A_i$.
The  
set of spin configurations that give rise to $B_i$ is not  in the
 $\sigma$-algebra
generated by the spins in $B_i$ itself.  We then define $\bar B_i$
which is obtained as follows.  We first add to $B_i$
 all the block cubes
 that are $\star$ connected to $B_i$ and then repeat the operation
starting from this new set, call $B^\star_i$ this second set. We
next consider  all the block cubes
 that are $\star$ connected to $\partial {\cal D}$,
the union of  this set and  $B^\star_i$ is the set $\bar B_i$.

The set of spin configurations that give rise to $B_i$ is  in the
 $\sigma$-algebra
generated by the spins in $\bar B_i$.
 Moreover if
$\Gamma
<A_i$ then $\Gamma \cap B_i=\emptyset$.

\vskip.5cm

After conditioning in \equ(e.9) on $S_{\bar B_i}$ we use
the Chebishev inequality and get
   $$
\mu_{\ga,L}\Big(\xi_i=1\Big| S_{\bar B_i}\Big) \le
{1 \over \d'} \sum_{C\subset A_i\setminus B_i}
{|C| \over   | A_i |} \sum_\G\text{\bf 1}_{\{C\subset
{\rm Int}(\Gamma)\}}\mu_{\ga,L}\Big(\G\Big| S_{\bar B_i}\Big)
       \Eq(e.10)
    $$
where by an abuse of notation the sum is over all $\star$-connected
sets $\Gamma$ with $|\G|\le L_\g^b$ and
such that $\G\subset A_i\setminus B_i$; 
$C$ is a block cube and 
$\mu_{\ga,L}\Big(\G\Big| S_{\bar B_i}\Big)$ is the probability that $\G$ is 
the spatial support of a contour. 

Then
   $$
\mu_{\ga,L}\Big(\xi_i=1\Big| S_{\bar B_i}\Big) \le
{1 \over \d'}{|C| \over   | A_i |}
\sum_{l=4}^{L_\g^b}\sum_{\G\subset A_i\setminus B_i,|\G|=l}
l^d\mu_{\ga,L}\Big(\G\Big| S_{\bar B_i}\Big)
       \Eq(o1.l5)
    $$
By the Peierls estimate
   $$
\mu_{\ga,L}\Big(\xi_i=1\Big| S_{\bar B_i}\Big) \le
{1 \over \d'} c e^{-c'\ga^{-d}}
       \Eq(e.11)
    $$
Then, from \equ(e.9)
   $$
\mu_{\ga,L}\big({\cal B}_{0}(\d)\big) \le \left( {2c \over \d'}\right)^N
 e^{-c' \ga^{-d}\d' N} 
       \Eq(e.12)
    $$
recalling $N=\ell^{-d}L_\g^d$, $\ell=10L_\g^b$ and $0<b<1/d$, we
get \equ(o1.l4)
\qed
\vskip 1.5truecm

\noindent{\bf \Lemma (so1.2)}
{\sl For any $a>0$ and $\d>0$, }
   $$
\limsup_{\ve\to 0}\sup_{u\in K_a}\sup_{\|u-v\|\le\d}\|u-v^{(\ve)}\|\le \d
   \Eq(o1.2)
   $$

\vskip.5truecm
\noindent{\it Proof.} Let $u$ be a function in $K_a$,
then for any $\a>0$, there exists $w_\a\in BV({\cal T};\{\pm 1\})$ such that
the boundary of the set $\{w_\a=+1\}$ is a $C^\infty$ surface,
$\|u-w_\a\|\le\a$ and $|P(u)-P(w_\a)|\le\a$, [\rcite{giusti}].
We define the ${\cal D}^{(\ve)}$-measurable function $\tilde
w^{(\ve)}_\a$ as $\pm 1$ according to the sign of the coarse grained
$w_\a^{(\ve)}$. Remark that since $w_\a$ has a regular boundary, the
volume of the cubes $C^{(\ve)}\in{\cal D}^{(\ve)}$ where
$\tilde w_\a^{(\ve)}\not=w_\a$ is going to $0$ with $\epsilon$ and as a
consequence we have
   $$
\limsup_{\ve\to 0}\|\tilde w_\a^{(\ve)}-u\|\le \a
   \Eq(o1.4)
   $$
Let $v\in L^1({\cal T})$ such that $\|u-v\|\le\d$. As
$\tilde w_\a^{(\ve)}$ is ${\cal D}^{(\ve)}$-measurable
   $$
\|v^{(\ve)}-\tilde w_\a^{(\ve)}\|\le\|v-\tilde w_\a^{(\ve)}\|
   \Eq(o1.5)
   $$
We deduce from this inequality that
   $$
\|u-v^{(\ve)}\|\le\|u-v\|+2\|\tilde w_\a^{(\ve)}-u\|
   \Eq(o1.6)
   $$
and from \equ(o1.4) that for any $\a>0$
   $$
\limsup_{\ve\to 0}\sup_{\|u-v\|\le\d}\|u-v^{(\ve)}\|\le \d+2\a
   \Eq(o1.7)
   $$
The compactness of $K_a$ implies that the supremum over $u\in K_a$
in \equ(o1.2) can be written as a maximum over a finite number of
elements of $K_a$. Thus, the Lemma follows from \equ(o1.7).\qed


\vskip 1.5truecm
\noindent{\it Proof of Proposition \equ(so1.1).} We first relate
the mesoscopic coarse grained configuration $S^{(2^h)}$
to the variable $T$: we observe that 
   $$ 
\|S^{(2^h)}-m_\b T\|\le\zeta L_\g^d+\int \! dr\,
{\bf 1}_{\{|S^{(2^h)}-m_\b T|\ge\zeta\}}
\le \zeta L_\g^d+\|\eta-T\|
   \Eq(o1.16)
   $$
Fix $a>0$ and $\d>0$, then, recalling that
$t(r)=T(L_\g r)$,
   $$
\mu_{\gamma,L}\bigl(
m_\b^{-1}s^{(\ve)}\notin K_a^\d\bigr)\le 
\mu_{\gamma,L}\bigl(P(t)>a\bigr)
+\mu_{\gamma,L}\bigl(\|m_\b^{-1}s^{(\ve)}-t\|>\d,P(t)\le a\bigr)
   \Eq(o1.17)
   $$
>From Lemma \equ(so1.2), there exists $\ve(\d)$ such that for any 
$0<\ve<\ve(\d)$, the last term of the r.h.s. of the previous
inequality is bounded above by
   $$
\mu_{\gamma,L}\bigl(\|m_\b^{-1}S^{(2^h)}-T\|>\d L_\g^d/2\bigr)
  \Eq(o1.18)
   $$
and using \equ(o1.16) with $\zeta<m_\b\d/4$, we obtain
   $$
\mu_{\gamma,L}\bigl(\|m_\b^{-1}s^{(\ve)}-t\|>\d,P(t)\le a\bigr)
\le \mu_{\gamma,L}\bigl(\|\eta-T\|>\d m_\b L_\g^d/4\bigr)
  \Eq(o1.19)
   $$
Finally, by \equ(o1.17) and Lemma \equ(so1.3),
   $$
\displaylines{
\qquad\limsup_{\g\to 0}\limsup_{\ve\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(
m_\b^{-1}s^{(\ve)}\notin K_a^\d\bigr)\hfill\cr
\hfill\le\limsup_{\g\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(
P(T)>aL_\g^{d-1}\bigr)
\qquad\eq(o1.20)\cr}
     $$
and Lemma \equ(so1.4) concludes the proof.\qed

\vskip 1.5truecm
\centerline{\bf 4. Upper bound}
\nobreak
\vskip.5truecm
\numsec= 4
\numfor= 1
\numtheo=1
The upper bound \equ(2.12) will follow from the exponential
tightness (see Proposition \equ(so1.1)) if
for any closed subset $F$ of $L^1({\cal T})$ and for
any $a>0$, 
   $$
\lim_{\d\to 0}\limsup_{\g\to 0}\limsup_{\ve\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in
(F\cap K_a)^\d\bigr)
\le -\inf_{u\in F}{\cal I}(u)
   \Eq(o2.1)
   $$
>From the compactness of the level set $K_a$, there exists a finite
subset $F(a,\d)$ of $F\cap K_a$ such that
   $$
(F\cap K_a)^\d\subset \bigcup_{u\in F(a,\d)}B(u,2\d)
   \Eq(o2.2)
   $$
where $B(u,\d)$ is the ball with center $u$ and radius $\d$ for the
$L^1$-norm. Therefore
   $$
\displaylines{
\qquad\limsup_{\ve \to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in
(F\cap K_a)^\d\bigr)\hfill\cr
\hfill\le \max_{u\in F(a,\d)} \limsup_{\ve \to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in
B(u,2\d)\bigr)
   \qquad\eq(o2.3)\cr}
   $$
Let $u_{a,\d,\g}\in F(a,\d)$ be the function for which the above
maximum is obtained. Then using again the compactness of $K_a$, there
are sequences of positive numbers $\d_n$ and $\g_k$ going to $0$
such that $u_{a,\d_n,\g_k}$ is converging in $L^1$ to some function 
$u_a\in F\cap K_a$ when $k$ and then $n$ go to infinity . So, for any
$\a>0$,
   $$
\displaylines{
\qquad\lim_{\d\to 0}\limsup_{\g\to 0}\limsup_{\ve\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in
(F\cap K_a)^\d\bigr)\hfill\cr
\hfill\le \limsup_{\g\to 0}\limsup_{\ve\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in
B(u_a,\a)\bigr)
   \qquad\eq(o2.4)\cr}
   $$
Now, from the proof of the upper bound of the weak large deviation
principle in [BBBP]
   $$
\lim_{\a\to 0}\limsup_{\g\to 0}\limsup_{\ve\to 0}\limsup_{L\to\infty}
{\g\over \b L^{d-1}}\log\mu_{\gamma,L}\bigl(m_\b^{-1}s^{(\ve)}\in
B(u_a,\a)\bigr)\le -{\cal I}(u_a)\le -\inf_{u\in F}{\cal I}(u)
   \Eq(o2.5)
   $$
This inequality together with \equ(o2.4) implies \equ(o2.1).


\vskip 1.5truecm
\centerline{\bf Appendix}
\nobreak
\vskip.5truecm
\numfor= 1
\numtheo=1

In this appendix we will prove the inequality \equ(o5.7), the proof
is
similar to one in [\rcite{BP}].
We first recall that
the excess free energy
of $m$ in $\L$, $\L$ a ${\cal D}^{(1)}$ measurable
set in $\Bbb R^d$ (or in a torus)
and $m\in L^\infty (\Lambda, [-1,1])$, is
     $$
{\cal F}_\L(m)= \int\limits_{\Lambda}\! dx\,\big[f
\big(m(x)\big)-f(m_\b)\big] + {1\over 4}
\mathop{\int\!\int}\limits_{\Lambda \times \Lambda}
\! dx\,dy\, J(|x-y|) \big[ m(x)-m(y)\big]^2
              \Eqa(a.15)
    $$
where
   $$
f(m)=   -
{m^2 \over 2} - \b^{-1} i(m)
            \Eqa(a.16)
   $$
   $$
i(m) = - {1-m \over 2} \log {1-m \over 2} - {1+m \over 2}
\log {1 + m \over 2}
           \Eqa(a.17)
   $$
Observe that $f(m_\b)$ is the minimum of $f(m)$ so that
\equ(a.15) is the sum of two non negative terms.

We fix $\zeta'>0$ and
for any function $m\in L^\infty (\Lambda, [-1,1])$
we consider
   $$
\Psi_m(x)=\cases{1 & if $S^{(1)}(x)\ge m_\b-\zeta'$\cr
-1 & if $S^{(1)}(x)\le -m_\b+\zeta'$\cr
0 & otherwise\cr}
   \Eqa(a.18)
   $$
Notice that the function $\Phi_m$ defined in \equ(o5.6)
satifies $\Phi_m=1$ if $\Psi_m\ge 0$ and $\Phi_m=-1$ if
$\Psi_m=-1$.
We denote by $N^0(m)$ the number of cubes $C$ in $\L$ where $\Psi_m=0$
and by $N^\pm(m)$ the number of pairs of cubes
$C$ in $\L$ which are connected and where $\Psi_m$ has opposite signs.
Then \equ(o5.7) is a straight consequence of the following lemma
\vskip 1.5truecm

\noindent{\bf \Lemmaa (sa1)}
{\sl There is a constant $c>0$ (depending on $\zeta'$) such that
for any $m\in L^\infty (\Lambda, [-1,1])$}
   $$
N^0(m)+N^\pm(m)\le c{\cal F}_\L(m)
   \Eqa(a.19)
   $$

\vskip.5truecm
\noindent{\it Proof.} We start from a geometric remark.
Let $e_1,\ldots,e_n$ be the unit coordinates 
vectors of $\Bbb R^d$, $e_0=0$
and  $d_e{\cal D}$ be the translate of the partition
${\cal D}$ by the vector $e$.
If $C_1$ and $C_2$ are two connected cubes in ${\cal D}^{(1)}$,
then there exists $0\le i\le n$ and 
$C\in d_{e_i}{\cal D}^{(2)}$
such that $C_1\cup C_2\subset C$ and $C\subset\L$.
We denote by ${\cal D}_{(j)}$, $0\le j\le d$, the collection of all
the cubes of $d_{e_j}{\cal D}^{(2)}$ that are in $\L$. We also
denote by ${\cal D}_{(-1)}$ the unit cubes in $\L$. Finally
we let $N^\pm_j(m)$, $0\le j\le d$, be the number of cubes 
in ${\cal D}_{(j)}$ where $\Psi_m$ takes both values $1$ and $-1$.
So
   $$
N^\pm(m)\le \sum_{j=0}^dN^\pm_j(m)
   \Eqa(a.19a)
   $$
Then dropping out
the interaction between cubes,
   $$
{\cal F}_\L(m)\ge{1\over d+2}\sum_{j=-1}^d
\sum_{C\in{\cal D}_{(j)}}{\cal F}_C(m_C)
   \Eqa(a.20)
   $$
where $m_C$ is the restriction of $m$ to $C$.
We define
   $$
\chi_C(x)=\int_C\!dy\, J(x-y)
   \Eq(a.21)
   $$
and 
   $$
\overline{\cal F}_C(m)=
\int\limits_C\! dx\,\chi_C(x)\big[f
\big(m(x)\big)-f(m_\b)\big] + {1\over 4}
\mathop{\int\!\int}\limits_{C \times C}
\! dx\,dy\, J(|x-y|) \big[ m(x)-m(y)\big]^2
   \Eqa(a.22)
   $$
Since $\chi_C\le 1$, 
$\overline{\cal F}_C\le {\cal F}_C$.
Moreover $\overline{\cal F}_C$ is a lower semicontinuous
functional for the weak topology because
   $$
\overline{\cal F}_C(m)=
-\b^{-1}\int\limits_C\! dx\,\chi_C(x)i
\big(m(x)\big) - {1\over 2}
\mathop{\int\!\int}\limits_{C \times C}
\! dx\,dy\, J(|x-y|) m(x)m(y)
-|C|f(m_\b)
   \Eqa(a.22a)
   $$
By convexity the first term is lower semicontinuous
while the second one is continuous.
Therefore there is $c'>0$ depending only on $\zeta'$
such that $\overline{\cal F}_C(m)\ge c'$ for any cube
$C$ in ${\cal D}_{(-1)}$ where $\Psi_m=0$ and any cube $C$
in ${\cal D}_{(j)}$ where $\Psi_m$ takes both values $1$ and $-1$.
\qed



\vskip 1.5truecm
\noindent{\bf Acknowledgments.} O.B.
acknowledges very kind hospitality at the Dipartimento di Matematica
di Roma Tor Vergata.

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\end
